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Deadline of accounting documents

We suggest you study the deadline of the main accounting documents.

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SEC Issues Agenda for June 1 Meeting of the Fixed Income Market Structure Advisory Committee

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28 May 2020 @ 21:30

Unregistered $25.5 Million ICO Issuer to Return Money for Distribution to Investors

The Securities and Exchange Commission today announced charges against blockchain services company BitClave PTE Ltd. headquartered in San Jose, California, for conducting an unregistered initial coin offering (ICO) of digital asset securities. …

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28 May 2020 @ 18:10

Private Equity Firm Ares Management LLC Charged With Compliance Failures

The Securities and Exchange Commission today announced that Ares Management LLC, a Los Angeles-based private equity firm and registered investment adviser, has agreed to pay one million dollars to settle charges that it failed to implement and…

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26 May 2020 @ 20:17

SEC Charges Owner of Film Distribution Company with Defrauding Publicly Traded Fund

The Securities and Exchange Commission today announced charges against William Sadleir, the owner of a film distribution company, for defrauding a publicly traded fund of at least $13.8 million.  The SEC alleges that BlackRock Multi-Sector Income…

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22 May 2020 @ 16:16

SEC Announces Virtual Conference on Municipal Securities Disclosure

The Securities and Exchange Commission today announced that it has rescheduled its conference entitled “Spotlight on Transparency: A Discussion of Secondary Market Municipal Securities Disclosure Practices” for June 16, 2020. The conference is open to…

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22 May 2020 @ 12:45

SEC Shuts Down Fraudulent Investment Adviser Targeting Senior Citizens

The Securities and Exchange Commission today announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against a California-registered investment adviser and his entities to halt an ongoing Ponzi scheme…

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22 May 2020 @ 12:30

SEC Issues Agenda for May 27 Meeting of the Asset Management Advisory Committee

The Securities and Exchange Commission today released the agenda for the May 27 meeting of the Asset Management Advisory Committee (AMAC).  AMAC was formed to provide the Commission with diverse perspectives on asset management and related advice…

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21 May 2020 @ 17:30

SEC Adopts Amendments to Improve Financial Disclosures about Acquisitions and Dispositions of Businesses

The Securities and Exchange Commission today announced that it has voted to adopt amendments to its rules and forms to improve for investors the financial information about acquired or disposed businesses, facilitate more timely access to capital, and…

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21 May 2020 @ 13:01

SEC Announces 2020 Small Business Forum, to Be Held Virtually

The Securities and Exchange Commission will virtually host its 39th annual Government-Business Forum on Small Business Capital Formation on the afternoon of June 18, 2020.  The Forum is a unique event where members of the public and private sectors…

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20 May 2020 @ 19:30

SEC Staff to Host July 9 Roundtable on Emerging Markets

The Securities and Exchange Commission today announced July 9 as the date for its staff roundtable to hear the views of investors, other market participants, regulators, and industry experts on the risks of investing in emerging markets, including…

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19 May 2020 @ 12:30

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